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Municipal Securities Rulemaking Board
Results: 1131

#	Item
111	Client Alert Current Issues Relevant to Our Clients January 29, 2015 FINRA 2015 Regulatory and Examinations Priorities Add to Reading List Source URL: www.chapman.com Language: English - Date: 2015-01-29 12:24:47 Financial Industry Regulatory Authority Business Economy of the United States Municipal Securities Rulemaking Board ACT U.S. Securities and Exchange Commission Securities Exchange Act Registered representative Selling away United States securities law Self-regulatory organizations Financial regulation
112	New York City Manhattan Central Park Add to Reading List Source URL: www.chapman.com Language: English - Date: 2014-01-15 14:31:56 United States securities law Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor U.S. Securities and Exchange Commission Security Financial economics Financial regulation Finance
113	The original documents are located in Box 25, folder “[removed]S249 Securities Act Amendments of[removed])” of the White House Records Office: Legislation Case Files at the Gerald R. Ford Presidential Library. Copyright Add to Reading List Source URL: www.fordlibrarymuseum.gov Language: English - Date: 2014-07-31 14:35:21 Financial system Financial economics 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Act Municipal Securities Rulemaking Board Securities market United States securities law Financial regulation Self-regulatory organizations
114	Client Alert Current Issues Relevant to Our Clients February 6, 2015 MSRB Releases Bank Loan Disclosure Advisory Add to Reading List Source URL: www.chapman.com Language: English - Date: 2015-02-06 18:22:02 Finance Mortgage industry of the United States Credit Financial services Economics Yield spread premium Municipal Securities Rulemaking Board Loan Financial economics
115	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 11, 2014 Add to Reading List Source URL: online.wsj.com Language: English - Date: 2014-07-11 10:27:39 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission Finance Municipal Securities Rulemaking Board Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
116	January 20, 2015 Marcia E. Asquith Office of the Corporate Secretary Financial Industry Regulatory Authority 1735 K Street, NW Add to Reading List Source URL: www.consumerfed.org Language: English - Date: 2015-01-22 16:41:05 Self-regulatory organizations Financial markets Fixed income market Bond Municipal Securities Rulemaking Board Security Municipal bond Financial Industry Regulatory Authority Electronic Municipal Market Access Financial economics Finance Economics
117	January 20, 2015 Marcia E. Asquith Office of the Corporate Secretary Financial Industry Regulatory Authority 1735 K Street, NW Add to Reading List Source URL: consumerfed.org Language: English - Date: 2015-01-22 16:41:05 Self-regulatory organizations Financial markets Fixed income market Bond Municipal Securities Rulemaking Board Security Municipal bond Financial Industry Regulatory Authority Electronic Municipal Market Access Financial economics Finance Economics
118	THE BOND BUYER The Daily Newspaper of Public Finance Friday January 18, 2013 By Andrew Kramer Add to Reading List Source URL: www.interactivedata.com Language: English - Date: 2013-02-25 12:41:35 Financial economics Stock market Electronic Municipal Market Access Municipal bond U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Government Security Financial Industry Regulatory Authority Self-regulatory organizations Financial regulation Municipal Securities Rulemaking Board
119	National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-19 11:51:08 Business Finance 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Securities Act Due diligence Securities Exchange Act Financial economics Economics United States securities law
120	THE BOND BUYER The Daily Newspaper of Public Finance Wednesday February 6, 2013 Analysis: Municipal Securities Regulatory Predictions for 2013 Add to Reading List Source URL: www.interactivedata.com Language: English - Date: 2013-02-25 12:41:35 Bond Economics Financial economics Investment Municipal Securities Rulemaking Board Municipal bond Security

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